Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SHIPMAN FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 513289

    • CF11 Money Laundering Reporting (28 Feb 2011 to 16 Oct 2015)
  • TRILAND METALS LIMITED (no longer approved here)

    FRN 141157

    • CF11 Money Laundering Reporting (1 Dec 2001 to 4 Oct 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 4 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.