TRILAND METALS LIMITED

• Principal Place of Business

  MidCity Place

  71 High Holborn

  London

  WC1V 6BA

  UNITED KINGDOM

  Phone

  +4402070615500

  Web

  https://www.triland.com

• Complaints Contact

  MidCity Place

  71 High Holborn

  London

  WC1V 6BA

  UNITED KINGDOM

  Phone

  +4402070615500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aaron Michael Casey

  IRN AMC01088

  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (19 Feb 2018 to 8 Dec 2019)
• Adam Charles Finn

  IRN ACF01081

  • CF30 Customer (17 Aug 2009 to 8 Aug 2018)
• Adrian Peter White

  IRN APW01078

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Adrian Thomas Robert Chalcraft

  IRN ATC01040

  • CF10 Compliance Oversight (10 Mar 2006 to 20 Oct 2006)
  • CF11 Money Laundering Reporting (10 Mar 2006 to 20 Oct 2006)
• Akihiro Yoshimi

  IRN AXY00118

  • Director of firm who is not a certification employee or a SMF manager (since 10 Nov 2023)
• Alan Arthur Sheen

  IRN AXS01412

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2002)
• Alexander James Baker

  IRN AJB01475

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2023)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 30 Apr 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2023)
  • CF30 Customer (1 Nov 2007 to 26 Aug 2016)
  • CF21 Investment Adviser (28 Nov 2006 to 31 Oct 2007)
• Alexander Robinson

  IRN AXR57215

  • [FCA CF] Manager of certification employee (since 14 Oct 2022)
  • [FCA CF] Client dealing (since 20 Apr 2020)
  • [FCA CF] Proprietary trader (since 20 Apr 2020)
  • [FCA CF] Material risk taker (since 20 Apr 2020)
• Andrew Birse Silver

  IRN ABS01025

  • CF30 Customer (6 Sep 2012 to 23 Jul 2018)
• Andrew George Brotherton

  IRN AGB01079

  • CF21 Investment Adviser (1 Apr 2003 to 31 Mar 2006)

No changes recorded yet.