Date authorised
1 April 2013
Companies House
01011637
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    MidCity Place
    71 High Holborn
    London
    WC1V 6BA
    UNITED KINGDOM
    Phone
    +4402070615500
  • Complaints Contact

    MidCity Place
    71 High Holborn
    London
    WC1V 6BA
    UNITED KINGDOM
    Phone
    +4402070615500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrey Jaroslaw Kotlarczyk

    IRN AJK01066

    • [FCA CF] Client dealing (since 12 Dec 2024)
  • Antonia Alexandra Fox

    IRN AAF01013

    • CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2002)
  • Antony Martin Allen

    IRN AMA01255

    • [FCA CF] Algorithmic trading (since 9 Jun 2025)
    • SMF24 Chief Operations (since 10 Aug 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Algorithmic trading (4 Dec 2023 to 31 Mar 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Mar 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Mar 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Mar 2024)
    • CF29 Significant management (13 Jan 2017 to 8 Dec 2019)
  • Antti Tapani Taimen

    IRN ATT01022

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (22 Dec 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Sep 2016 to 8 Dec 2019)
  • Benjamin Skinner

    IRN BXS00426

    • [FCA CF] Proprietary trader (since 6 Sep 2023)
    • [FCA CF] Client dealing (since 19 Jul 2023)
  • Benjamin Waycot

    IRN BXW00145

    • [FCA CF] Client dealing (since 23 Feb 2026)
    • [FCA CF] Material risk taker (since 23 Feb 2026)
    • [FCA CF] Proprietary trader (since 23 Feb 2026)
  • Brian Chapman

    IRN BXC01120

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • CF30 Customer (20 Nov 2017 to 8 Dec 2019)
  • Brian James Staley

    IRN BJS01058

    • CF21 Investment Adviser (1 Dec 2001 to 6 Sep 2006)
    • CF1 Director (1 Dec 2001 to 6 Sep 2006)
  • Brian Starling

    IRN BXS00168

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
  • Celine Teissedre

    IRN CXT01322

    • CF21 Investment Adviser (15 Feb 2007 to 22 Aug 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.