Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 12 Dec 2024)
  • Mitsui Bussan Commodities Ltd (no longer approved here)

    FRN 469094

    • [FCA CF] Proprietary trader (8 Jan 2024 to 4 Oct 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Oct 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 4 Oct 2024)
    • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
  • Sucden Financial Limited (no longer approved here)

    FRN 114239

    • CF30 Customer (1 Nov 2007 to 1 Dec 2011)
    • CF21 Investment Adviser (7 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.