Andrew George Brotherton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sigma Broking Limited (no longer approved here)

    FRN 485362

    • [FCA CF] Material risk taker (21 Feb 2022 to 31 Jan 2023)
    • [FCA CF] Client dealing (8 Jun 2021 to 31 Jan 2023)
  • Societe Generale International Limited (no longer approved here)

    FRN 538896

    • CF30 Customer (14 Jul 2014 to 10 Jul 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 15 Jul 2014)
    • CF21 Investment Adviser (12 May 2006 to 31 Oct 2007)
  • TRILAND METALS LIMITED (no longer approved here)

    FRN 141157

    • CF21 Investment Adviser (1 Apr 2003 to 31 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.