Alexander James Baker

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRILAND METALS LIMITED (no longer approved here)

    FRN 141157

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2023)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 30 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2023)
    • CF30 Customer (1 Nov 2007 to 26 Aug 2016)
    • CF21 Investment Adviser (28 Nov 2006 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (11 Sep 2006 to 18 Oct 2006)
    • CF22 Investment Adviser (Trainee) (11 Aug 2004 to 11 Sep 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (9 Mar 2004 to 14 Jul 2004)
    • CF22 Investment Adviser (Trainee) (10 Jun 2003 to 9 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.