Seven Investment Management LLP

• Principal Place of Business

  Seven Investment Management

  1 Angel Court

  London

  City Of London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +4402077608777

  Web

  https://www.7im.co.uk

• Complaints Contact

  Seven Investment Management

  1 Angel Court

  London

  City Of London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +4402077608777

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Rights to or interests in investments (Security), Unit

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  • · Limited to Investment Companies with Variable Capital box management activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Thomas Sinan John Aykin

  IRN TSA01039

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 May 2021)
  • CF30 Customer (11 Oct 2019 to 8 Dec 2019)
• Thomas William Leader

  IRN TWL01012

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 18 Jan 2024)
• Timothy Julian Charles Dingle

  IRN TXD00339

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 10 Sep 2025)
  • CF30 Customer (since 10 Sep 2025)
• Tiziano Hu

  IRN TXH00286

  • [FCA CF] Client dealing (7 Sep 2021 to 20 Sep 2024)
• Toby Alastair Jameson-Till

  IRN TAJ01016

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (9 Mar 2016 to 8 Dec 2019)
• Toby Robert Henshaw

  IRN TXH00566

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 13 Nov 2025)
  • Appointed representative dealing with clients for which they require qualification (since 13 Nov 2025)
• Tony Lawrence

  IRN TXL01319

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Jul 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Jul 2024)
  • CF30 Customer (6 May 2015 to 8 Dec 2019)
• Uwe Ketelsen

  IRN UXK01017

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 24 Jul 2025)
  • [FCA CF] Material risk taker (since 2 May 2024)
  • [FCA CF] Manager of certification employee (since 24 Sep 2021)
  • [FCA CF] Client dealing (24 Sep 2021 to 24 Jul 2025)
• Vadim Tchassov

  IRN VXT01081

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 8 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 22 Apr 2022)
• Verona Leigh Kenny

  IRN VLS01022

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2024)
  • CF4 Partner (21 Mar 2014 to 9 Dec 2019)
  • CF28 Systems and controls (19 Feb 2014 to 9 Dec 2019)

• Amicus Wealth Ltd

  FRN 613676 · Appointed 27 Oct 2023

No changes recorded yet.