Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 8 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 22 Apr 2022)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2022)
    • CF30 Customer (4 Apr 2012 to 8 Dec 2019)
  • CMC Markets UK plc (no longer approved here)

    FRN 173730

    • CF30 Customer (25 Jan 2010 to 11 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.