Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Seven Investment Management LLP
FRN 589124
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 8 Nov 2024)
- [FCA CF] Functions requiring qualifications (since 22 Apr 2022)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Apr 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2022)
- CF30 Customer (4 Apr 2012 to 8 Dec 2019)
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- CF30 Customer (25 Jan 2010 to 11 Oct 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.