Thomas William Leader

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 18 Jan 2024)
  • Nova Capital Management Limited (no longer approved here)

    FRN 143456

    • CF2 Non Executive Director (5 Jan 2016 to 5 Jun 2017)
    • CF30 Customer (1 Nov 2007 to 5 Jun 2017)
    • CF21 Investment Adviser (2 May 2007 to 31 Oct 2007)
    • CF1 Director (18 Jan 2006 to 1 Jan 2016)
    • CF27 Investment Management (18 Jan 2006 to 31 Oct 2007)
  • NCM Management (UK) Limited (no longer approved here)

    FRN 145276

    • CF30 Customer (1 Nov 2007 to 5 Jun 2017)
    • CF21 Investment Adviser (2 May 2007 to 31 Oct 2007)
    • CF27 Investment Management (21 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.