Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsible for Insurance Distribution (since 4 Jul 2025)
    • SMF18 Other Overall Responsibility (since 9 Jun 2025)
    • [FCA CF] Material risk taker (1 Oct 2024 to 8 Jun 2025)
    • [FCA CF] Significant management (1 Oct 2024 to 8 Jun 2025)
    • [FCA CF] Manager of certification employee (1 Oct 2024 to 8 Jun 2025)
    • SMF18 Other Overall Responsibility (since 9 Jun 2025)
    • [FCA CF] Manager of certification employee (1 Oct 2024 to 8 Jun 2025)
    • [FCA CF] Material risk taker (1 Oct 2024 to 8 Jun 2025)
    • [FCA CF] Significant management (1 Oct 2024 to 8 Jun 2025)
    • SMF3 Executive Director (since 9 Jun 2025)
    • SMF1 Chief Executive (since 9 Jun 2025)
    • [FCA CF] Significant management (1 Oct 2024 to 8 Jun 2025)
    • [FCA CF] Manager of certification employee (1 Oct 2024 to 8 Jun 2025)
    • [FCA CF] Material risk taker (1 Oct 2024 to 8 Jun 2025)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2024)
    • CF4 Partner (21 Mar 2014 to 9 Dec 2019)
    • CF28 Systems and controls (19 Feb 2014 to 9 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.