Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (9 Mar 2016 to 8 Dec 2019)
  • C. HOARE & CO. (no longer approved here)

    FRN 122093

    • CF27 Investment Management (26 Apr 2004 to 27 Jan 2006)
    • CF22 Investment Adviser (Trainee) (14 Oct 2002 to 27 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.