Seven Investment Management LLP

• Principal Place of Business

  Seven Investment Management

  1 Angel Court

  London

  City Of London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +4402077608777

  Web

  https://www.7im.co.uk

• Complaints Contact

  Seven Investment Management

  1 Angel Court

  London

  City Of London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +4402077608777

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Rights to or interests in investments (Security), Unit

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  • · Limited to Investment Companies with Variable Capital box management activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen Lewis Bushell

  IRN SLB01165

  • CF30 Customer (12 Mar 2013 to 23 Oct 2015)
• Stephen Michael Fenton

  IRN SMF01104

  • CF30 Customer (1 Mar 2013 to 17 Jan 2014)
• Stephen Penfold

  IRN SLP01025

  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Jul 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Mar 2025)
  • CF30 Customer (1 Mar 2013 to 8 Dec 2019)
• Steven Matthew Allan

  IRN SMA01116

  • CF30 Customer (1 Mar 2013 to 14 Oct 2013)
• Stewart Duncan Sanderson

  IRN SDS00003

  • CF4 Partner (23 Jun 2014 to 9 Dec 2019)
  • CF30 Customer (18 Mar 2013 to 8 Dec 2019)
• Suneet Kumar

  IRN SXK01278

  • CF30 Customer (10 Oct 2013 to 1 Sep 2017)
• Terence Clive Moll

  IRN TCM01050

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jul 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 15 Jul 2024)
  • CF30 Customer (10 Dec 2018 to 8 Dec 2019)
• Thomas Gerard Sheridan

  IRN TGS01019

  • CF4 Partner (1 Mar 2013 to 25 Apr 2019)
  • CF3 Chief Executive (1 Mar 2013 to 25 Apr 2019)
• Thomas Huw Bostock

  IRN THB01031

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Nov 2021)
• Thomas Paul Wiseman

  IRN TPW01036

  • CF30 Customer (1 Mar 2013 to 18 Mar 2015)

• Amicus Wealth Ltd

  FRN 613676 · Appointed 27 Oct 2023

No changes recorded yet.