Thomas Huw Bostock

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • INTELLIGENT PENSIONS LIMITED

    FRN 186250

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 10 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 10 Jan 2022)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Nov 2021)
  • 7IM Investment and Retirement Solutions Limited (no longer approved here)

    FRN 787394

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Nov 2021)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • CF30 Customer (25 Jun 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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