Suneet Kumar

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Cheviot Limited

    FRN 124259

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
    • CF30 Customer (19 Oct 2017 to 8 Dec 2019)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • CF30 Customer (10 Oct 2013 to 1 Sep 2017)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (19 May 2010 to 28 Jun 2013)
    • CF21 Investment Adviser (12 Aug 2003 to 27 Oct 2006)
    • CF27 Investment Management (12 Aug 2003 to 27 Oct 2006)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF30 Customer (1 Nov 2007 to 23 Mar 2010)
    • CF27 Investment Management (2 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.