Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TWP Wealth Limited
FRN 563343
- Director of firm who is not a certification employee or a SMF manager (since 26 Jul 2024)
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IM ASSET MANAGEMENT LIMITED
FRN 402770
- SMF3 Executive Director (since 1 Jul 2024)
- SMF1 Chief Executive (since 1 Jul 2024)
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- [FCA CF] Manager of certification employee (15 Nov 2021 to 30 Jun 2024)
- [FCA CF] Client dealing (16 Nov 2020 to 30 Jun 2024)
- [FCA CF] Functions requiring qualifications (16 Nov 2020 to 30 Jun 2024)
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- CF30 Customer (12 Jun 2019 to 8 Dec 2019)
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- CF4 Partner (23 Jun 2014 to 9 Dec 2019)
- CF30 Customer (18 Mar 2013 to 8 Dec 2019)
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- CF30 Customer (13 Aug 2010 to 27 Feb 2013)
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- CF30 Customer (1 Nov 2007 to 1 Jul 2009)
- CF21 Investment Adviser (19 Jul 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (12 Aug 2004 to 19 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.