Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 26 Jul 2024)
    • SMF3 Executive Director (since 1 Jul 2024)
    • SMF1 Chief Executive (since 1 Jul 2024)
  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • [FCA CF] Manager of certification employee (15 Nov 2021 to 30 Jun 2024)
    • [FCA CF] Client dealing (16 Nov 2020 to 30 Jun 2024)
    • [FCA CF] Functions requiring qualifications (16 Nov 2020 to 30 Jun 2024)
  • 7IM Investment and Retirement Solutions Limited (no longer approved here)

    FRN 787394

    • CF30 Customer (12 Jun 2019 to 8 Dec 2019)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • CF4 Partner (23 Jun 2014 to 9 Dec 2019)
    • CF30 Customer (18 Mar 2013 to 8 Dec 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (13 Aug 2010 to 27 Feb 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 1 Jul 2009)
    • CF21 Investment Adviser (19 Jul 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Aug 2004 to 19 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.