Seven Investment Management LLP

• Principal Place of Business

  Seven Investment Management

  1 Angel Court

  London

  City Of London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +4402077608777

  Web

  https://www.7im.co.uk

• Complaints Contact

  Seven Investment Management

  1 Angel Court

  London

  City Of London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +4402077608777

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Rights to or interests in investments (Security), Unit

  Show 2 limitations Hide limitations

  • · Limited to Investment Companies with Variable Capital box management activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul James Gillen

  IRN PJG01229

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Jun 2021)
  • CF30 Customer (1 Dec 2018 to 8 Dec 2019)
• Pauline Hannigan

  IRN PXD00069

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Oct 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Oct 2021)
  • CF30 Customer (5 Dec 2018 to 8 Dec 2019)
• Peter George Sleep

  IRN PGS01072

  • [FCA CF] Material risk taker (9 Dec 2019 to 12 Apr 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Apr 2024)
  • CF30 Customer (1 Mar 2013 to 8 Dec 2019)
• Phillip Robert John Bungey

  IRN PRB01186

  • CF4 Partner (7 Jul 2016 to 3 Sep 2019)
  • CF29 Significant management (7 Jul 2016 to 3 Sep 2019)
  • CF10a CASS Oversight function (7 Jul 2016 to 3 Sep 2019)
• Poppy Campbell-Lamerton

  IRN PXC00404

  • [FCA CF] Client dealing (8 Nov 2024 to 14 Nov 2025)
  • [FCA CF] Functions requiring qualifications (17 Feb 2022 to 14 Nov 2025)
• Rachel Clare Jones

  IRN RCS01143

  • CF30 Customer (1 Mar 2013 to 9 Aug 2013)
• Rachel Louise Martin-Edwards

  IRN RXM01284

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 22 Dec 2025)
  • Appointed representative dealing with clients for which they require qualification (since 22 Dec 2025)
• Rana Roushdi

  IRN RXR01536

  • CF30 Customer (1 Mar 2013 to 14 Sep 2015)
• Rehana Hasan

  IRN RXH00480

  • [FCA CF] Significant management (since 27 Mar 2025)
  • [FCA CF] Material risk taker (since 27 Mar 2025)
• Rhian Pussard

  IRN RXW01482

  • CF30 Customer (1 Mar 2013 to 21 May 2013)

• Amicus Wealth Ltd

  FRN 613676 · Appointed 27 Oct 2023

No changes recorded yet.