Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Acumen Financial Planning Limited
FRN 218745
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 18 Dec 2023)
- [FCA CF] Client dealing (since 18 Dec 2023)
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- [FCA CF] Client dealing (20 Jul 2021 to 30 Nov 2023)
- [FCA CF] Functions requiring qualifications (20 Jul 2021 to 30 Nov 2023)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Jun 2021)
- CF30 Customer (1 Dec 2018 to 8 Dec 2019)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Jun 2021)
- CF30 Customer (7 Jun 2019 to 8 Dec 2019)
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- CF30 Customer (15 Apr 2013 to 13 Dec 2014)
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- CF30 Customer (16 Jul 2009 to 1 Mar 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.