Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 10 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 10 Feb 2026)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • [FCA CF] Client dealing (8 Nov 2024 to 14 Nov 2025)
    • [FCA CF] Functions requiring qualifications (17 Feb 2022 to 14 Nov 2025)
  • 7IM Investment and Retirement Solutions Limited (no longer approved here)

    FRN 787394

    • [FCA CF] Functions requiring qualifications (2 May 2024 to 14 Nov 2025)

Recent activity

Updates to this individual's record on the FCA register.

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