Pauline Hannigan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Seven Investment Management LLP (no longer approved here)
FRN 589124
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Oct 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Oct 2021)
- CF30 Customer (5 Dec 2018 to 8 Dec 2019)
7IM Investment and Retirement Solutions Limited (no longer approved here)
FRN 787394
- CF30 Customer (7 Jun 2019 to 8 Dec 2019)
McInroy & Wood Ltd (no longer approved here)
FRN 121926
- CF30 Customer (2 Apr 2014 to 18 Jun 2016)
McInroy & Wood Portfolios Limited (no longer approved here)
FRN 144205
- CF30 Customer (2 Apr 2014 to 7 Jan 2016)
ABERDEEN PLATFORM LIMITED (no longer approved here)
FRN 188796
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.