Seven Investment Management LLP

• Principal Place of Business

  Seven Investment Management

  1 Angel Court

  London

  City Of London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +4402077608777

  Web

  https://www.7im.co.uk

• Complaints Contact

  Seven Investment Management

  1 Angel Court

  London

  City Of London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +4402077608777

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Rights to or interests in investments (Security), Unit

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  • · Limited to Investment Companies with Variable Capital box management activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Max Jordan Shahani

  IRN MXS04938

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Jun 2021)
  • CF30 Customer (31 Aug 2018 to 8 Dec 2019)
• Melissa Thorogood

  IRN MXT06585

  • CF30 Customer (28 Sep 2018 to 8 Dec 2019)
• Michael Gordon Martin

  IRN MGM00018

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Nov 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Nov 2022)
  • CF30 Customer (6 Jun 2017 to 8 Dec 2019)
• Michael Home

  IRN MXD02698

  • [FCA CF] Client dealing (18 Nov 2024 to 6 May 2025)
  • [FCA CF] Functions requiring qualifications (12 Dec 2022 to 6 May 2025)
• Michael Lewis

  IRN MXL01987

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 17 Dec 2025)
  • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2024)
  • [FCA CF] Client dealing (since 1 Mar 2024)
  • CF30 Customer (since 24 Nov 2023)
• Michael St. Hill Stimpson

  IRN MSS01142

  • CF30 Customer (11 Nov 2014 to 30 Jun 2016)
• Michelle Coulson

  IRN MAH00018

  • [FCA CF] Manager of certification employee (17 Jun 2022 to 30 Nov 2023)
• Morgan Leask

  IRN MXL00698

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 18 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 20 Sep 2024)
• Neil Robert Alistair Smith

  IRN NRS00028

  • CF30 Customer (12 Jan 2015 to 7 Nov 2018)
• Nicholas Hamilton Allen

  IRN NXA12221

  • [FCA CF] Significant management (since 1 May 2025)
  • [FCA CF] Material risk taker (since 1 May 2025)

• Amicus Wealth Ltd

  FRN 613676 · Appointed 27 Oct 2023

No changes recorded yet.