Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ASCOT LLOYD FINANCIAL PLANNING LIMITED
FRN 144519
- [FCA CF] Manager of certification employee (since 9 Apr 2025)
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- [FCA CF] Manager of certification employee (17 Jun 2022 to 30 Nov 2023)
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- [FCA CF] Functions requiring qualifications (12 May 2020 to 21 Jan 2022)
- [FCA CF] Manager of certification employee (3 Feb 2020 to 21 Jan 2022)
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- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 8 Nov 2019)
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- CF30 Customer (13 Jan 2010 to 25 Apr 2015)
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- (5)Employed By (31 Jan 2000 to 27 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.