Michael Gordon Martin

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cannizaro Wealth Management (MGM) Limited

    FRN 989627

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 4 May 2023)
    • Responsible for Insurance Distribution (since 4 May 2023)
    • SMF16 Compliance Oversight (since 4 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 May 2023)
    • SMF3 Executive Director (since 4 May 2023)
    • [FCA CF] Client dealing (since 4 May 2023)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Nov 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Nov 2022)
    • CF30 Customer (6 Jun 2017 to 8 Dec 2019)
  • 7IM Investment and Retirement Solutions Limited (no longer approved here)

    FRN 787394

    • CF30 Customer (7 Jun 2019 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (8 Jul 2015 to 15 Sep 2016)
  • The Eurofinance Partnership (no longer approved here)

    FRN 200064

    • Employed By (1 Dec 2001 to 6 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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