Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Michael Harris
IRN MXH01275
- CF28 Systems and controls (5 Aug 2016 to 8 Dec 2019)
Michael James Joseph Coffey
IRN MJC00039
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Michael James King
IRN MJK00056
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Feb 2002)
Michael James Malone
IRN MJM00083
- CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
Michael James Wallington
IRN MJW00176
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Michael John Carr
IRN MJC00175
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Michael John Evans
IRN MJE00050
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Michael John Henfrey
IRN MJH00086
- CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
Michael John Lodge
IRN MJL00086
- CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Jul 2002)
Michael Jonathan Cole
IRN MJC00048
- CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2003)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.