Michael Harris

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Life & Pensions UK Limited

    FRN 185896

    • SMF14 Senior Independent Director (since 7 Feb 2024)
    • SMF11 Chair of the Audit Committee (since 30 Nov 2020)
  • NEVILL GOLF CLUB LIMITED

    FRN 732085

    • Director of firm who is not a certification employee or a SMF manager (since 19 Jan 2024)
  • Succession Financial Management Limited

    FRN 225831

    • SMF9 Chair of the Governing Body (since 24 Jan 2023)
  • SUCCESSION WEALTH MANAGEMENT LIMITED

    FRN 588378

    • SMF9 Chair of the Governing Body (since 24 Jan 2023)
  • Succession Employee Benefit Solutions Limited

    FRN 767956

    • SMF9 Chair of the Governing Body (since 24 Jan 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [PRA CF] Significant risk taker or Material risk taker (22 Dec 2018 to 31 Dec 2019)
    • [FCA CF] Material risk taker (22 Dec 2018 to 31 Dec 2019)
    • [FCA CF] Manager of certification employee (22 Dec 2018 to 31 Dec 2019)
    • CF28 Systems and controls (6 Mar 2015 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [PRA CF] Significant risk taker or Material risk taker (22 Dec 2018 to 31 Dec 2019)
    • [FCA CF] Material risk taker (22 Dec 2018 to 31 Dec 2019)
    • CF28 Systems and controls (6 Mar 2015 to 6 Mar 2016)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • SMF2 Chief Finance (10 Dec 2018 to 5 Dec 2019)
    • SIMF2 Chief Finance Function (1 Aug 2016 to 9 Dec 2018)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • SMF2 Chief Finance (10 Dec 2018 to 5 Dec 2019)
    • SIMF2 Chief Finance Function (1 Aug 2016 to 9 Dec 2018)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • SMF2 Chief Finance (10 Dec 2018 to 5 Dec 2019)
    • SIMF2 Chief Finance Function (1 Aug 2016 to 9 Dec 2018)
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Recent activity

Updates to this individual's record on the FCA register.

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