Michael James King

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BROWN SHIPLEY & CO. LIMITED
FRN 124548
- [FCA CF] Manager of certification employee (since 1 Jan 2024)
- [FCA CF] Manager of certification employee (28 Oct 2019 to 28 Oct 2019)
ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)
FRN 143336
- [FCA CF] Manager of certification employee (6 Aug 2018 to 25 Oct 2019)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 16 Feb 2002)
Scottish Widows Unit Trust Managers Limited (no longer approved here)
FRN 122129
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Feb 2002)
Scottish Widows Administration Services Limited (no longer approved here)
FRN 139398
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Feb 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.