Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Wealth Management Limited
FRN 522125
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 28 Apr 2022)
- [FCA CF] Client dealing (since 28 Apr 2022)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2022)
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- Employed By (15 Jul 2009 to 8 Dec 2011)
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- CF21 Investment Adviser (14 Jan 2003 to 4 Apr 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Jan 2003)
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- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.