Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 28 Apr 2022)
    • [FCA CF] Client dealing (since 28 Apr 2022)
  • MP Financial Services (Wales) (no longer approved here)

    FRN 304897

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2022)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (15 Jul 2009 to 8 Dec 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (14 Jan 2003 to 4 Apr 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Jan 2003)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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