Date authorised
1 April 2013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4a First Floor Heol Bryngwili
    Cross Hands
    Llanelli
    Carmarthenshire
    SA14 6LR
    UNITED KINGDOM
    Phone
    +4401269597717
  • Complaints Contact

    4a First Floor Heol Bryngwili
    Cross Hands
    Llanelli
    Carmarthenshire
    SA14 6LR
    UNITED KINGDOM
    Phone
    +4401269597717

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Desmond Hubert Phillips

    IRN ADP00021

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Clive Lewis

    IRN CXL00061

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Emma Jo-Anne Evans

    IRN EJE01014

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Mark Ian Ringrose

    IRN MIR00004

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 5 Mar 2021)
    • CF4 Partner (31 Oct 2004 to 8 Dec 2019)
  • Michael John Evans

    IRN MJE00050

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2022)
  • Neil Davies

    IRN NXD01214

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Responsibility for MCD Intermediation (since 21 May 2021)
    • SMF16 Compliance Oversight (since 21 May 2021)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF28 Systems and controls (19 Nov 2009 to 8 Dec 2019)
    • CF29 Significant management (19 Nov 2009 to 8 Dec 2019)
    • Responsible for Insurance Mediation (15 Jul 2009 to 30 Sep 2018)
    • CF4 Partner (15 Jul 2009 to 17 Aug 2018)
  • Phillip Kelvin Cope

    IRN PKC01022

    • Responsibility for MCD Intermediation (27 Sep 2016 to 31 Aug 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Aug 2018)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF4 Partner (31 Oct 2004 to 31 Aug 2018)
  • William Peter Tristian Manning

    IRN WXM78875

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 15 Apr 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.