MP Financial Services (Wales)
- FRN
- 304897
- Date authorised
- 1 April 2013
- Last scraped
- 2 weeks ago
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
4a First Floor Heol BryngwiliCross HandsLlanelliCarmarthenshireSA14 6LRUNITED KINGDOM- Phone
- +4401269597717
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Complaints Contact
4a First Floor Heol BryngwiliCross HandsLlanelliCarmarthenshireSA14 6LRUNITED KINGDOM- Phone
- +4401269597717
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alan Desmond Hubert Phillips
IRN ADP00021
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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Clive Lewis
IRN CXL00061
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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Emma Jo-Anne Evans
IRN EJE01014
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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Mark Ian Ringrose
IRN MIR00004
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF27 Partner (9 Dec 2019 to 5 Mar 2021)
- CF4 Partner (31 Oct 2004 to 8 Dec 2019)
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Michael John Evans
IRN MJE00050
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2022)
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Neil Davies
IRN NXD01214
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsibility for MCD Intermediation (since 21 May 2021)
- SMF16 Compliance Oversight (since 21 May 2021)
- SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF28 Systems and controls (19 Nov 2009 to 8 Dec 2019)
- CF29 Significant management (19 Nov 2009 to 8 Dec 2019)
- Responsible for Insurance Mediation (15 Jul 2009 to 30 Sep 2018)
- CF4 Partner (15 Jul 2009 to 17 Aug 2018)
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Phillip Kelvin Cope
IRN PKC01022
- Responsibility for MCD Intermediation (27 Sep 2016 to 31 Aug 2018)
- Responsible for Insurance Mediation (14 Jan 2005 to 31 Aug 2018)
- CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
- CF4 Partner (31 Oct 2004 to 31 Aug 2018)
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William Peter Tristian Manning
IRN WXM78875
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 15 Apr 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.