Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MP Financial Services (Wales)
FRN 304897
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsibility for MCD Intermediation (since 21 May 2021)
- SMF16 Compliance Oversight (since 21 May 2021)
- SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF29 Significant management (19 Nov 2009 to 8 Dec 2019)
- CF28 Systems and controls (19 Nov 2009 to 8 Dec 2019)
- Responsible for Insurance Mediation (15 Jul 2009 to 30 Sep 2018)
- CF4 Partner (15 Jul 2009 to 17 Aug 2018)
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MPFS Wealth Management Limited
FRN 941765
- SMF3 Executive Director (since 17 May 2021)
Recent activity
Updates to this individual's record on the FCA register.
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