Michael John Carr

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CARRMICHAELS LIMITED (no longer approved here)

    FRN 511609

    • [FCA CF] Functions requiring qualifications (1 Aug 2020 to 1 Apr 2025)
    • [FCA CF] Client dealing (1 Aug 2020 to 1 Apr 2025)
    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Apr 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Apr 2025)
    • CF11 Money Laundering Reporting (22 Jan 2010 to 8 Dec 2019)
    • CF1 Director (22 Jan 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Jan 2010 to 8 Dec 2019)
    • CF30 Customer (22 Jan 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (22 Jan 2010 to 30 Sep 2018)
  • Carrmichaels Ltd (no longer approved here)

    FRN 476678

    • Employed By (10 Jan 2008 to 28 Dec 2009)
  • Phoenix Independent Financial Solutions Ltd (no longer approved here)

    FRN 221336

    • (3)Employed By (21 Sep 2006 to 28 Dec 2007)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF7 Sole Trader (AR) (20 Mar 2003 to 14 May 2003)
    • CF21 Investment Adviser (20 Mar 2003 to 14 May 2003)
  • The Octavian Partnership -Carmichael & Co (no longer approved here)

    FRN 223537

    • Employed By (20 Mar 2003 to 14 May 2003)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2006)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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