CARRMICHAELS LIMITED

Date authorised
1 April 2013
Companies House
06373179
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Cavendish Court
    South Parade
    Doncaster
    Doncaster
    DN1 2DJ
    UNITED KINGDOM
    Phone
    +4401302855040

  • Complaints Contact

    8 Cavendish Court
    South Parade
    Doncaster
    Doncaster
    DN1 2DJ
    UNITED KINGDOM
    Phone
    +441302855040

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael John Carr

    IRN MJC00175

    • [FCA CF] Client dealing (1 Aug 2020 to 1 Apr 2025)
    • [FCA CF] Functions requiring qualifications (1 Aug 2020 to 1 Apr 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2025)
    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Apr 2025)
    • CF11 Money Laundering Reporting (22 Jan 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (22 Jan 2010 to 30 Sep 2018)
    • CF10 Compliance Oversight (22 Jan 2010 to 8 Dec 2019)
    • CF1 Director (22 Jan 2010 to 8 Dec 2019)
    • CF30 Customer (22 Jan 2010 to 8 Dec 2019)
  • Roy Hyde

    IRN RXH01476

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 7 May 2025)
    • SMF16 Compliance Oversight (since 31 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2025)
    • SMF3 Executive Director (since 31 Mar 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.