Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 7 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Mar 2025)
    • SMF16 Compliance Oversight (since 31 Mar 2025)
    • SMF3 Executive Director (since 31 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 5 Jul 2024)
    • Responsible for Insurance Distribution (since 5 Jul 2024)
    • SMF16 Compliance Oversight (since 5 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 29 May 2024)
    • [FCA CF] Client dealing (since 29 May 2024)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 25 Nov 2020)
    • [FCA CF] Client dealing (since 25 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (26 Jul 2018 to 5 Nov 2019)
    • Responsible for Insurance Mediation (26 Jul 2018 to 30 Sep 2018)
    • CF4 Partner (AR) (20 Dec 2011 to 1 May 2019)
    • CF30 Customer (1 Nov 2007 to 16 Jun 2022)
    • CF21 Investment Adviser (13 Nov 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (13 Nov 2006 to 31 Oct 2007)
    • CF1 Director (13 Nov 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Nov 2006 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (30 Dec 2003 to 10 Jul 2006)
  • Distinct Investments LLP (no longer approved here)

    FRN 553841

    • Employed By (20 Dec 2011 to 16 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

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