DISTINCT FINANCIAL MANAGEMENT LIMITED

Date authorised
1 April 2013
Companies House
04027953
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Cavendish Court
    South Parade
    Doncaster
    Doncaster
    DN1 2DJ
    UNITED KINGDOM
    Phone
    +4401302855040
    Web
    https://www.distinctfinancial.co.uk

  • Complaints Contact

    8 Cavendish Court
    South Parade
    Doncaster
    Doncaster
    DN1 2DJ
    UNITED KINGDOM
    Phone
    +4401302855040

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anne Louise Atkinson

    IRN AXA20629

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (30 Oct 2019 to 8 Dec 2019)
  • David Morgan Long

    IRN DML01130

    • CF4 Partner (AR) (10 Mar 2016 to 22 Sep 2020)
  • David Watson

    IRN DXW00766

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 10 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 10 Feb 2025)
  • Debbie Nicola Jane Kirk

    IRN DNK01019

    • CF4 Partner (AR) (22 Nov 2011 to 1 May 2019)
    • CF30 Customer (1 Nov 2011 to 1 May 2019)
  • Karen McCarthy

    IRN KXM01771

    • CF4 Partner (AR) (1 Dec 2011 to 1 May 2019)
    • CF1 Director (3 Aug 2011 to 16 Jul 2018)
    • CF10 Compliance Oversight (3 Aug 2011 to 16 Jul 2018)
    • Responsible for Insurance Mediation (3 Aug 2011 to 16 Jul 2018)
  • Roy Hyde

    IRN RXH01476

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 25 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 25 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (26 Jul 2018 to 30 Sep 2018)
    • CF10 Compliance Oversight (26 Jul 2018 to 5 Nov 2019)
    • CF4 Partner (AR) (20 Dec 2011 to 1 May 2019)
    • CF30 Customer (1 Nov 2007 to 16 Jun 2022)
    • CF1 Director (13 Nov 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (13 Nov 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (13 Nov 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (13 Nov 2006 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (30 Dec 2003 to 10 Jul 2006)
  • Samuel Taylor

    IRN SXT14507

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 25 Nov 2020)
    • [FCA CF] Client dealing (since 25 Nov 2020)
    • CF30 Customer (9 May 2019 to 8 Dec 2019)
  • Trelford Mills

    IRN TXM00027

    • Responsible for Insurance Mediation (4 Mar 2005 to 4 Jul 2006)
    • CF1 Director (21 Aug 2003 to 31 Dec 2006)
    • CF10 Compliance Oversight (21 Aug 2003 to 4 Jul 2006)
    • CF11 Money Laundering Reporting (21 Aug 2003 to 4 Jul 2006)
    • CF21 Investment Adviser (21 Aug 2003 to 31 Dec 2006)
    • CF8 Apportionment and Oversight (21 Aug 2003 to 4 Jul 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.