Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Mediation (4 Mar 2005 to 4 Jul 2006)
- CF1 Director (21 Aug 2003 to 31 Dec 2006)
- CF10 Compliance Oversight (21 Aug 2003 to 4 Jul 2006)
- CF11 Money Laundering Reporting (21 Aug 2003 to 4 Jul 2006)
- CF21 Investment Adviser (21 Aug 2003 to 31 Dec 2006)
- CF8 Apportionment and Oversight (21 Aug 2003 to 4 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.