Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Melanie Hayden
IRN MXH01451
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Melanie Jane Brierley
IRN MJB00247
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Melanie Jane Luter
IRN MJL00107
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Melanie Metcalfe
IRN MXM00229
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Jan 2002)
Michael Andrew Lees
IRN MAL00041
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Michael Anthony Jarman
IRN MAJ00033
- CF21 Investment Adviser (9 Sep 2002 to 1 Oct 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 Sep 2002)
Michael Ashley Crossen
IRN MAC00028
- CF22 Investment Adviser (Trainee) (19 Sep 2002 to 28 Feb 2003)
Michael Baden Windeler
IRN MBW00011
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Oct 2002)
Michael Brian Seagrove
IRN MBS00018
- CF21 Investment Adviser (21 Aug 2006 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (6 Apr 2006 to 21 Aug 2006)
Michael Charles John Young
IRN MCY01012
- [FCA CF] Client dealing (20 Dec 2019 to 12 Apr 2021)
- [FCA CF] Functions requiring qualifications (20 Dec 2019 to 12 Apr 2021)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.