Michael Baden Windeler

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 13 Jan 2021)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 13 Nov 2013)
MBW Wealth Management Ltd
FRN 777669
- (1)Employed By (since 18 Oct 2017)
Avanti Wealth Management Limited (no longer approved here)
FRN 452267
- (2)Employed By (13 Nov 2013 to 18 Oct 2017)
Santander UK Plc (no longer approved here)
FRN 106054
- CF30 Customer (22 Aug 2011 to 31 Jul 2013)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (13 Jan 2010 to 31 Jul 2011)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Oct 2002)
Scottish Widows Unit Trust Managers Limited (no longer approved here)
FRN 122129
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Oct 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.