Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Michael Cole
IRN MAC00118
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Michael Corke
IRN MXC00200
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Michael Dale
IRN MXD00084
- CF21 Investment Adviser (1 Dec 2001 to 11 Jul 2002)
Michael David Ross
IRN MDR01064
- CF8 Apportionment and Oversight (1 Dec 2001 to 30 Sep 2003)
Michael Edward Fairey
IRN MEF01037
- CF13 Finance (2 Feb 2004 to 21 May 2004)
Michael Edward Hannaby
IRN MEH00039
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Michael Edward Ward
IRN MEW00023
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Michael Emmet Carroll
IRN MEC00016
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Michael Francis Hoban
IRN MFH01051
- CF29 Significant management (1 Nov 2007 to 29 Aug 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (3 Oct 2005 to 31 Oct 2007)
Michael Frank Smith
IRN MFS00013
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.