Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evergreen Financial Planning LTD (no longer approved here)

    FRN 998172

    • (3)Employed By (26 Oct 2023 to 13 Dec 2023)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • Appointed representative dealing with clients for which they require qualification (1 Aug 2020 to 5 Feb 2024)
    • CF30 Customer (10 Jun 2020 to 13 Dec 2023)
    • CF1 Director (AR) (10 Jun 2020 to 13 Dec 2023)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (8 Jan 2013 to 9 Sep 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF22 Investment Adviser (Trainee) (28 Jul 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (25 Mar 2003 to 29 Jun 2005)
    • CF22 Investment Adviser (Trainee) (27 May 2002 to 25 Mar 2003)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.