Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Kevin Michael Palmer
IRN KMP00016
- CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
Kevin Nicholas Hawke
IRN KNH00006
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Mar 2002)
Kevin Nigel Ransome
IRN KNR00005
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Kevin Richard Tomlin
IRN KRT00007
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Kevin Stephen Reffell
IRN KSR00001
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Feb 2002)
Kevin Stewart Patience
IRN KSP00004
- CF15 Internal Audit (1 Dec 2001 to 16 Sep 2002)
Kevin Stuart Judd
IRN KSJ00006
- CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2002)
Kevin William Harrison
IRN KWH00024
- CF21 Investment Adviser (1 Dec 2001 to 9 Apr 2004)
Kian Tiong Sim
IRN KTS00002
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Kim Adele Andrews
IRN KAA00013
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Apr 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.