Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF5 Head of Internal Audit (10 Dec 2018 to 9 Feb 2020)
- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
- CF28 Systems and controls (12 Jul 2010 to 6 Mar 2016)
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- SMF5 Head of Internal Audit (10 Dec 2018 to 9 Feb 2020)
- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
- CF28 Systems and controls (12 Jul 2010 to 6 Mar 2016)
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- CF28 Systems and controls (12 Jul 2010 to 5 May 2011)
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- CF28 Systems and controls (12 Jul 2010 to 8 Dec 2019)
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- CF15 Internal Audit (12 Jul 2005 to 31 Aug 2007)
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- CF15 Internal Audit (12 Jul 2005 to 31 Aug 2007)
- CF10 Compliance Oversight (2 Oct 2003 to 31 May 2005)
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- CF10 Compliance Oversight (2 Oct 2003 to 31 May 2005)
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- CF10 Compliance Oversight (2 Oct 2003 to 31 May 2005)
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- CF15 Internal Audit (1 Dec 2001 to 16 Sep 2002)
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- CF15 Internal Audit (1 Dec 2001 to 4 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.