Kevin Nicholas Hawke

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Phoenix Wealth Services Limited (no longer approved here)
FRN 465753
- CF30 Customer (8 Sep 2010 to 13 Apr 2012)
Santander UK Plc (no longer approved here)
FRN 106054
- CF30 Customer (28 May 2010 to 25 Jul 2010)
Calculis Ltd (no longer approved here)
FRN 227473
- Employed By (24 May 2006 to 7 Jul 2006)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Mar 2002)
Scottish Widows Unit Trust Managers Limited (no longer approved here)
FRN 122129
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Mar 2002)
Scottish Widows Administration Services Limited (no longer approved here)
FRN 139398
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Mar 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.