Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Karen Elizabeth Gould
IRN KEG00007
- CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2002)
Karen Jane Lee
IRN KJH00028
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Karen Jane Limbert
IRN KJL00020
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Karen Jane Whyton
IRN KJW00036
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Feb 2002)
Karen Lesley McGrath
IRN KXL01184
- CF30 Customer (5 Aug 2011 to 1 Jan 2013)
Karen Marie Streets
IRN KMC00014
- CF21 Investment Adviser (15 Mar 2004 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (14 Apr 2003 to 15 Mar 2004)
Karen Mills
IRN KXB00116
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Karl Albert Smith
IRN KAS00038
- CF22 Investment Adviser (Trainee) (9 Jun 2003 to 18 Dec 2003)
Kate Margaret Howley
IRN KMH00029
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Kate Marie Thomas
IRN KMM00016
- CF30 Customer (30 May 2011 to 1 Jan 2013)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.