Kate Marie Thomas

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
    • CF1 Director (AR) (since 2 Jul 2020)
    • CF30 Customer (since 2 Jul 2020)
    • [FCA CF] Functions requiring qualifications (2 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (2 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (2 Nov 2015 to 8 Dec 2019)
  • KME Financial Planning Limited

    FRN 927147

    • (1)Employed By (since 2 Jul 2020)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (21 Apr 2015 to 16 Oct 2015)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF30 Customer (30 May 2011 to 1 Jan 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (6 Nov 2009 to 12 May 2011)
  • W&T Limited (no longer approved here)

    FRN 439620

    • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
    • CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Jan 2006 to 7 Jun 2006)
  • Blackdown Financial Services Limited (no longer approved here)

    FRN 120839

    • Employed By (18 Aug 2005 to 23 Dec 2005)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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