Karen Marie Streets

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ASCOT LLOYD FINANCIAL PLANNING LIMITED
FRN 144519
- [FCA CF] Manager of certification employee (since 24 Feb 2025)
Scottish Widows Schroder Personal Wealth Limited (no longer approved here)
FRN 830170
- [FCA CF] Manager of certification employee (10 Aug 2020 to 7 Apr 2021)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (1 Nov 2007 to 25 Jan 2011)
- CF21 Investment Adviser (1 Jul 2007 to 31 Oct 2007)
Scottish Widows Unit Trust Managers Limited (no longer approved here)
FRN 122129
- CF21 Investment Adviser (15 Mar 2004 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (14 Apr 2003 to 15 Mar 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.