Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Kathryn Harrison
IRN KXH00117
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Kathryn Jane Huddart
IRN KJH01070
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Kathryn Susan Claire Pearce
IRN KSP00009
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Katrina Dawn Holt
IRN KDH00016
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Katrina Wood
IRN KXW00012
- CF30 Customer (1 Nov 2007 to 28 Aug 2012)
- CF22 Investment Adviser (Trainee) (12 Jan 2006 to 14 Jul 2006)
- CF21 Investment Adviser (19 Jan 2004 to 24 Jan 2005)
Kay Linda Everett
IRN KLE00008
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Kay Sheila Martin
IRN KSM00012
- CF21 Investment Adviser (22 Sep 2004 to 5 Apr 2005)
- CF22 Investment Adviser (Trainee) (15 Sep 2004 to 22 Sep 2004)
Keeley Ann Cooke
IRN KAC00025
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Keith Leslie Atkinson
IRN KLA00004
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Keith Raymond Hector
IRN KRH00018
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.