Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 4 May 2008)
    • CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Feb 2007 to 18 Jul 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (22 Feb 2006 to 30 Nov 2006)
    • CF22 Investment Adviser (Trainee) (25 Apr 2005 to 22 Feb 2006)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (22 Sep 2004 to 5 Apr 2005)
    • CF22 Investment Adviser (Trainee) (15 Sep 2004 to 22 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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