Scottish Widows Unit Trust Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Keith Richard Wright
IRN KRW00009
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 Apr 2002)
Keith Roy Barrett
IRN KRB00015
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Keith Wesley Bonner
IRN KWB00009
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Feb 2002)
Kelly Diane Lloyd
IRN KDL00005
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Kelly Louise Young
IRN KXY44217
- [FCA CF] CASS oversight function (1 Jan 2021 to 24 Oct 2022)
- [FCA CF] Material risk taker (1 Jan 2021 to 24 Oct 2022)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 24 Oct 2022)
- [FCA CF] Manager of certification employee (27 Feb 2020 to 2 Mar 2020)
Kenneth John Windle
IRN KJW00029
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Kenneth Weston
IRN KXW00049
- CF21 Investment Adviser (17 Jul 2002 to 17 Jul 2002)
Kenton Bradley Simpson
IRN KBS00008
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jun 2002)
Kerr Luscombe
IRN KXL01156
- CF28 Systems and controls (6 Apr 2010 to 31 Jul 2011)
Kerry Jones
IRN KXJ00027
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.