Kerry Jones

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Oct 2024)
    • [FCA CF] Client dealing (since 17 Oct 2024)
    • [FCA CF] Client dealing (22 Feb 2022 to 2 Aug 2024)
    • [FCA CF] Functions requiring qualifications (22 Feb 2022 to 2 Aug 2024)
    • CF30 Customer (10 Jun 2015 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 8 May 2012)
    • CF22 Investment Adviser (Trainee) (25 Nov 2004 to 20 Jul 2006)
    • CF21 Investment Adviser (3 Jun 2003 to 4 Jun 2003)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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