Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 8 Dec 2025)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • [FCA CF] Material risk taker (1 Jan 2021 to 24 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 24 Oct 2022)
    • [FCA CF] CASS oversight function (1 Jan 2021 to 24 Oct 2022)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • [FCA CF] CASS oversight function (1 Jan 2021 to 24 Oct 2022)
    • [FCA CF] Material risk taker (1 Jan 2021 to 24 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 24 Oct 2022)
    • [FCA CF] Manager of certification employee (27 Feb 2020 to 2 Mar 2020)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • [FCA CF] Manager of certification employee (1 Jan 2021 to 24 Oct 2022)
    • [FCA CF] CASS oversight function (1 Jan 2021 to 24 Oct 2022)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • [FCA CF] Manager of certification employee (1 Jan 2021 to 24 Oct 2022)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • [FCA CF] Manager of certification employee (1 Jan 2021 to 24 Oct 2022)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • [FCA CF] Manager of certification employee (1 Jan 2021 to 24 Oct 2022)
  • Lloyds Bank Insurance Services Limited (no longer approved here)

    FRN 310738

    • [FCA CF] Manager of certification employee (27 Feb 2020 to 2 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

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