Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jenny Cartwright
IRN JXC00278
- CF30 Customer (25 May 2011 to 1 Jan 2013)
Jeremy Clark Goodman
IRN JCG00019
- CF21 Investment Adviser (29 Jan 2004 to 9 Apr 2004)
- CF22 Investment Adviser (Trainee) (9 Jun 2003 to 29 Jan 2004)
Jeremy Elson
IRN JXE00060
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Jeremy Graddon Rowlands
IRN JGR00019
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Jan 2002)
Jeremy Guy Kelsall
IRN JGK00005
- CF21 Investment Adviser (5 Sep 2006 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (6 Apr 2006 to 5 Sep 2006)
Jeremy James Philpott
IRN JJP00010
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Jeremy John Bryan
IRN JJB00046
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Jeremy John Smith
IRN JJS00016
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Jeremy Mark Squibb
IRN JMS00092
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Jeremy Peter Brassington
IRN JPB00074
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.