Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Employed By (21 Mar 2011 to 8 May 2019)
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- Employed By (21 Mar 2011 to 8 May 2019)
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- Employed By (12 Sep 2008 to 18 Dec 2015)
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- CF30 Customer (12 Sep 2008 to 8 May 2019)
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- CF30 Customer (1 Nov 2007 to 5 Sep 2008)
- CF21 Investment Adviser (1 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Sep 2004 to 26 Jul 2005)
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- CF21 Investment Adviser (5 Sep 2006 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (6 Apr 2006 to 5 Sep 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.